Audit Supervisor - Global Corporate and Investment Banking Job at Fox Point Recruitment LLC, New York, NY

eUxTVllVQVNDbTM0dEVSMmhQdk9WcGtnY2c9PQ==
  • Fox Point Recruitment LLC
  • New York, NY

Job Description

Job Summary:
This role is for the Global Corporate and Investment Banking audit team. We cover audits for businesses such as equity capital markets, debt capital markets, investment banking, corporate banking coverage and leasing. The team is also responsible for credit risk management and global payment services audits in EMEA. Job expectations include evaluating the control environment, fostering an inclusive work environment, applying product, business, and technical expertise, and supporting team members with development.

The candidate will be working with the team based in EMEA and APAC and most of our audits are global. An Audit Supervisor is expected to work with the assigned area independently and may lead small audits.

Job Location : Hybrid, 3 days onsite.

Responsibilities:

  • Executes audit strategy for the sound application of risk-based auditing by defining audit scope and audit programs, and leverages automation and innovative methods in a timely and high quality manner
  • Exercises sound knowledge of product, business, and technical expertise to effectively challenge management to improve the control environment
  • Assesses impacts to business processes, controls, and strategies to provide recommendations on severity ratings
  • Provides input on draft audit reports and shares audit results with business leaders
  • Supports the development of peers and teams through on-the-job-training and fosters an inclusive work environment
  • Establishes business partner relationships, primarily with line management, to develop business knowledge
  • Uses innovative tools to complete audit activities more efficiently (e.g., testing)
  • Support multiple projects using technology and analytic techniques to work effectively and efficiently in a fast-paced environment.

Required Qualifications:

  • Minimum 5-7 years of internal audit or front office business control or compliance or risk management experience covering the corporate and investment banking (GCIB) business (e.g. equity capital markets, debt capital markets, investment banking, corporate banking, leasing etc)
  • Minimum 2 years of experience auditing the Investment Banking Business within an organization (GCIB)
  • Experience with risk and control identification and assessment
  • Experience with stakeholder management
  • Pro-active, positive attitude, exhibits sense of ownership, flexibility and intellectual curiosity
  • Sound organizational, analytical, oral, and written communication skills
  • Bachelors degree

Desired Qualifications:

  • Experience with coaching less experienced team members
  • Experience of working in a large global bank
  • Chartered Financial Analyst (CFA), Certified Public Accountants (CPA), Financial Risk Manager (FRM), Certified Internal Auditor (CIA) or relevant qualifications

Skills:

  • Analytical Thinking
  • Audit Planning
  • Internal Audit Review
  • Issue Management
  • Risk Management
  • Attention to Detail
  • Automation
  • Business Acumen
  • Project Management
  • Technical Documentation
  • Coaching
  • Critical Thinking
  • Relationship Building
  • Written Communications
  • Knowledge of banking products and processes
  • Familiar with risk and controls in the business mentioned
  • Analytical skills
  • Makes sound judgement regarding gaps and risks associated
  • Stakeholder engagement and communication skills

Additional Information

  • Performance Bonus Available

Job Tags

Bank staff,

Similar Jobs

Oakhurst Veterinary Hospital

Receptionist Job at Oakhurst Veterinary Hospital

 ...Client Service Representatives (CSR) provide the first and the last impression of each clients visit to our hospital. CSRs are responsible for client care and communication. Our customer service representatives work together to greet pet owners, check-in and admit pets... 

Sanford Health

RN - Registered Nurse - Surgical Trauma - Full Time Straight Nights Straight Weekends Job at Sanford Health

Careers With Purpose Sanford Health is one of the largest and fastest-growing not-for-profit health systems in the United States. We're proud to offer many development and advancement opportunities to our nearly 50,000 members of the Sanford Family who are dedicated...

Hire IT People, Inc

Blockchain Developer Job at Hire IT People, Inc

 ...below requirement and if you are comfortable then please share me your Resume to ****@*****.*** Position: Blockchain Developer "W2 Preferred" Location: Must work five days a week onsite in Manhattan, NY. As a Blockchain Developer, you will develop... 

Command Investigations

Experienced SIU/Insurance Investigator Job at Command Investigations

 ...Seeking a full-time experienced SIU/Insurance investigator. A minimum of 3 years' experience as an insurance Investigator is required....  ...integrity, and work ethic Securing written/recorded statements Accident scene investigations Ability to prioritize and organize... 

PathWays of the River Valley

Caregivers for Community Program Needed Job at PathWays of the River Valley

 ...begins accruing on your first day on the job with up to 3 weeks earned in your first year Opportunity for additional learning/training with incentives and nationally recognized certifications Increases at 3, 6, and 12 months plus a hiring bonus after 90 days with...